Stuart & Ward LLP takes on complex, serious, and challenging criminal matters. Partner Josh Amos recently obtained a significant result for a client in a Denver securities fraud case, reported by BusinessDen.
What Are Securities Fraud Charges?
Securities fraud, sometimes called stock or investment fraud, is a white-collar offense that generally involves misrepresenting information investors rely on to make financial decisions. It can be charged against individuals, including stockbrokers and independent investors, and against organizations such as investment banks, brokerage firms, and corporations.
Common theories include:
- Ponzi schemes
- Pyramid schemes
- Late-day trading
- Misrepresentation of material information
- Pump-and-dump schemes
- Insider trading
These cases sit at the intersection of criminal law, finance, and securities regulation. They are document-heavy, often span years of transactions, and frequently begin with an investigation rather than an arrest.
About Josh Amos
Josh is a criminal defense attorney handling state and federal matters, including white-collar cases. He joined the firm in 2016 and became a partner in 2021. Much of his early trial experience came during his tenure as a Colorado State Deputy Public Defender. Over his career he has obtained acquittals and dismissals in matters ranging from first-degree murder to theft.
Facing Securities Fraud Charges or an Investigation?
If you have received a subpoena from an investigating agency requesting documents, you may be under investigation for securities fraud even though no charges have been filed. Early involvement of counsel is what preserves options.